Chapter 4

CLIENT

A. INTRODUCTION
§4:1 Generally
B. AGENTS OF THE CLIENT
§ 4:2 Generally
C. ATTORNEY AS CLIENT
§ 4:3 Generally
§ 4:4 --Inhouse Counsel Consulting With Outside Counsel
§ 4:5 --Attorneys Within the Same Firm Consulting Among Themselves
D. BENEFACTOR
§ 4:6 Generally
§ 4.7 --The Last Link or Probative Link Error
E. CORPORATE STOCKHOLDERS OR SHAREHOLDERS
§ 4:8 Generally
F. CORPORATIONS
1. Introduction
§ 4:9 Generally
§ 4:10 Should the Attorney-Client Privilege Be Available to the Corporation?
2. Scope
§ 4:11 To Whose Communications Does the Privilege Extend--Who Personifies the Corporate Client?
§ 4:12 --The Control Group Test
§ 4:13 --Problems With the "Control Group" Test
§ 4:14 --The "Subject Matter" Test--The Alternative to the Restrictive Control Group Test
§ 4:15 Knowledge That Legal Advice Was Sought
§ 4:16 Interviewing Corporate Employees: An Ethical Restriction
§ 4:17 Applicability of the Corporate Attorney-Client Privilege to Communications With Present Employees About Matters Predating Their Employment
§ 4:18 --Applicability of the Corporate Attorney-Client Privilege to Communications With Former Employees
§ 4:19 The Status of Outside Agents/Independent Contractors Relative to the Corporate Client's Communications With Counsel
§ 4:20 Who May Assert the Corporation's Attorney-Client Privilege?
§ 4:21 For Whom the Privilege Protection Exists--The Corporate Entity, Not Its Agents
§ 4:22 --Joint Defense/Community of Interest Strategy
§ 4:23 --Joint Client Strategy
§ 4:24 Communications Between Parent and Subsidiary Corporations
3. Waiver
§ 4:25 Who May Waive the Corporation's Attorney-Client Privilege?
§ 4:26 --Corporate Officers and Directors Asserting Advice-Of-Counsel as Defense to Criminal Charge
§ 4:27 --Successors in Interest/Bankruptcy Trustee, Succeeding Officers, Directors, and Members of Board of Directors
G. GOVERNMENT AGENCIES
§ 4:28 Generally
H. INSURANCE COMPANIES
§ 4:29 Generally
I. JOINT CLIENTS/PARTICIPANTS IN
JOINT OR COMMON DEFENSE
1. JOINT CLIENTS
§ 4:30 Generally
§ 4:31 Joint Representation Required
§ 4:32 Joint Representation of Corporations and Their Directors, Officers, and Employees
§ 4:33 Joint Client Privilege Not Applicable When Joint Clients Subsequently Become Adversaries
§ 4:34 --Exception to Joint Client Privilege Does not Apply When Joint Client is Called as a Witness
2. Participants in Joint or Common Defense
/Individuals With Community of Interests
§ 4:35 Generally
§ 4:36 "Community of Interests"
§ 4:37 Burden of Persuasion
§ 4:38 Focus is on Why the Communications Were Shared, Not When They Were Generated
J. PROSPECTIVE CLIENT
§ 4:39 Generally
K. SUCCESSORS IN INTEREST
§ 4:40 Generally
§ 4:41 Corporation in Bankruptcy
§ 4:42 Subrogee to the Rights of Another
L. TESTATOR
§ 4:43 Generally
M. TRUSTS
§ 4:44 Generally
N. UNINCORPORATED ENTITIES
§ 4:45 Generally
§ 4:46 Unincorporated Entities That Exist For and Are Owned By Its Members--Trade Associations and Partnerships
§ 4:47 Who is the Client?
§ 4:48 --Limited Partnerships
§ 4:49 Commencement of Attorney-Client Relationship For the Partnership Entity
O. WITNESS
§ 4:50 Generally

Table of Contents
Chapter 4 of 12
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