Rule Changes Raise Questions
by Paul R. Rice
In the Federal Practice Section of the October 9 edition of the Journal,
Mr. Gregory Joseph's explanation of the 2000 revisions to Rules 701, 702,
and 703 of the Federal Rules of Evidence clarifies their inadequacy. By
making what Mr. Joseph described as "lay expert" opinions inadmissible
under Rule 701, the revision may solve the problem of expert witness "sandbagging",
but it will create many other problems. Requiring judges to exclude lay
opinions under Rule 701, simply because they are based on "specialized
knowledge", has established a field of quicksand for lawyers and judges.
The Evidence Code has established no adequate way for determining either
when a witness with practical experience moves from layman to expert, or
the standards by which judges are to determine whether the experience qualifies
the witness as an expert under the Daubert standard incorporated
into Rule 702.
The revisions to Rule 703 are the most curious. An expert is permitted
to rely on otherwise inadmissible evidence on the belief that experts can
adequately assess the reliability of evidence that is regularly evaluated
in the course of their professional lives. Based on that inadmissible evidence,
the expert is permitted to offer conclusions to the jury that the jury
is permitted to accept as true. The new revisions permit the inadmissible
basis to be delineated for the jury if the proponent demonstrates that
the probative value of that evidence "substantially outweighs" the dangers
in its use. With this demonstration having been made, and the expert being
available to answer questions about her assessment, it is not clear why
the jury is not also permitted to use the otherwise inadmissible evidence
in the same way as the expert witness -- for its truth? Such a demonstration
should establish "circumstantial guarantees of trustworthiness" equivalent
to that provided in the many exceptions to the hearsay rule delineated
in Rules 803 and 804. Consequently, we likely will find judges admitting
the evidence for its truth under the residual exception in Rule 807. When
this happens, the Rules will have achieved a result strikingly similar
to that proposed to the Advisory Committee years ago by the Evidence Project
of the American University Washington College of Law. See 171 F.R.D. 330
(1997). The only difference will be that it was accomplished inadvertently
rather than intentionally.